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Oakes & Fosher

Dec 30
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Charles Albert Dixon Allegedly Exercises Discretion Without Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Albert Dixon. According to his publicly available FINRA BrokerCheck report, Charles Albert…
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Dec 29
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Matthew Kerby Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Kerby. According to his publicly available FINRA BrokerCheck report, Matthew Kerby has…
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Dec 29
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Guillermo William Valladolid Allegedly Improperly Sold Investments Away From His Member Firm

By Oakes & Fosher Current Investigations No Comments
Guillermo William Valladolid was a California based securities broker. He worked in the securities industry for six years. During his career, he was registered with two different securities firms. They…
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Dec 29
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Bradley Mascho Sentenced To 30 Months In Prison Following Conspiracy To Commit Securities Fraud Conviction

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bradley Mascho. According to his publicly available FINRA BrokerCheck report, Bradley Mascho has…
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Dec 29
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Carlos Rodriguez Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Carlos Rodriguez. According to his publicly available FINRA BrokerCheck report, Carlos Rodriguez has…
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Dec 29
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Ryan Murnane Allegedly Places Customers In Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ryan Murnane. According to his publicly available FINRA BrokerCheck report, Ryan Murnane has…
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Dec 27
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Minish Joe Hede Allegedly Recommends Fraudulent Private Placements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Minish Joe Hede. According to his publicly available FINRA BrokerCheck report, Minish Joe…
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Dec 27
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Christopher Tolmacs Allegedly Converts Customer Funds For Personal Use

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Tolmacs. According to his publicly available FINRA BrokerCheck report, Christopher Tolmacs has…
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Dec 27
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Roberto Montano Allegedly Misrepresents The Details Of A Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roberto Montano. According to his publicly available FINRA BrokerCheck report, Roberto Montano has…
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Dec 27
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Rick Konecny Allegedly Over-Concentrates Customer Accounts In Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Rick Konecny. According to his publicly available FINRA BrokerCheck report, Rick Konecny has…
Read More
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