The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ashley Arnsdorff. According to his publicly available FINRA BrokerCheck report, Ashley Arnsdorff has been the subject of a customer dispute.
Ashley Arnsdorff was a South Carolina based securities broker. He worked in the securities industry for seven years. During his career, he was registered with two different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- Edward Jones (2010-2014)
- BB&T Investment Services (2014-2017)
The Allegations
In December 2016, a customer alleged that Ashley Arnsdorff made material misrepresentations. This case was settled for $32,876 in damages. Arnsdorff was later terminated from BB&T Investment Services after failing to notify the firm about the complaint and attempting to settle it “under the table.” He was also officially sanctioned by FINRA in December 2017 due to the allegations. He was fined $5,000 and suspended from acting as a securities broker in any fashion for a period of ten business days.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Ashley Arnsdorff, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
