The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Delio Londono. According to his publicly available FINRA BrokerCheck report, Delio London has been the subject of a customer dispute.
Delio Londono is a California based securities broker. He has worked in the securities industry for seventeen years. During his career, he has been registered with four different securities firms.
His Registrations
- Morgan Stanley (2000-2003)
- Banc of America Investment Services (2003-2006, 2007-2008)
- Unionbanc Investment Services (2008-2010)
- Sagepoint Financial (2010-Present)
The Allegations
In April of 2018, a customer alleged that their investments in mutual funds, REITs, and direct private placements that Delio Londono recommended were not suitable for them. This case was settled for $20,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Delio Londono, please contact Oakes & Fosher for a free and private consultation.
