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Oakes & Fosher

Mar 20
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Justin Yoon Allegedly Recommends Unsuitable Municipal Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Justin Yoon. According to his publicly available FINRA BrokerCheck report, Justin Yoon has been…
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Mar 20
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Stephen Kowalski Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Kowalski. According to his publicly available FINRA BrokerCheck report,  Stephen Kowalski has been…
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Mar 20
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Logan Phillips Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Logan Phillips. According to his publicly available FINRA BrokerCheck report, Logan Phillips has…
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Mar 20
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Alvery Bartlett Allegedly Makes Material Misrepresentations About Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alvery Bartlett. According to his publicly available FINRA BrokerCheck report, Alvery Bartlett has been…
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Mar 20
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Barrett Schultz Allegedly Fails To Disclose The Extent Of Associated Risks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Barrett Schultz. According to his publicly available FINRA BrokerCheck report, Barrett Schultz has been…
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Mar 20
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Stephen Wolferman Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Stephen Wolferman. According to his publicly available FINRA BrokerCheck report, Stephen Wolferman has been…
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Mar 20
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Mark Katz Allegedly Misrepresents Tax Consequences Associated With Liquidating Concentrated Equity Position

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Katz. According to his publicly available FINRA BrokerCheck report, Mark Katz has been…
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Mar 20
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John Robert Morris Allegedly Recommends High-Risk Energy Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Robert Morris. According to his publicly available FINRA BrokerCheck report, John Robert Morris…
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Mar 20
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Michael Kahn Allegedly Fails To Follow Customer Instructions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Kahn. According to his publicly available FINRA BrokerCheck report, Michael Kahn has been…
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Mar 20
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Perry Stalvey Terminated From State Farm VP Management Corp.

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Perry Stalvey. According to his publicly available FINRA BrokerCheck report, Perry Stalvey has…
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