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Oakes & Fosher

Mar 21
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Peter Ruggiere Allegedly Excessively Trades A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Ruggiere. According to his publicly available FINRA BrokerCheck report, Peter Ruggiere has been…
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Mar 21
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Jennifer Ling Allegedly Fails To Adequately Disclose Risks Associated With Promissory Note Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jennifer Ling. According to her publicly available FINRA BrokerCheck report, Jennifer Ling has…
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Mar 21
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Christopher Jorgensen Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Jorgensen. According to his publicly available FINRA BrokerCheck report, Christopher Jorgensen has…
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Mar 21
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Michael Blueweiss Allegedly Steals Customers’ Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Blueweiss. According to his publicly available FINRA BrokerCheck report, Michael Blueweiss has been…
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Mar 21
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Brody Bray Allegedly Recommends Unsuitable And Fraudulent Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Brody Bray. According to his publicly available FINRA BrokerCheck report, Brody Bray has been…
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Mar 21
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David Beutler Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Beutler. According to his publicly available FINRA BrokerCheck report, David Beutler has…
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Mar 21
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Mark Sitter Allegedly Makes Material Misrepresentations About Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Sitter. According to his publicly available FINRA BrokerCheck report, Mark Sitter has been…
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Mar 20
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Oakes & Fosher wins million dollar case against brokerage firm

Peter Malis Allegedly Engages In Excessive, Unsuitable, And Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Peter Malis. According to his publicly available FINRA BrokerCheck report, Peter Malis has…
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Mar 20
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Glenn Dornsife Allegedly Manages A Customer Account Negligently

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Glenn Dornsife. According to his publicly available FINRA BrokerCheck report, Glenn Dornsife has…
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Mar 20
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Paul Notermann Allegedly Misrepresents Managed Account Fees

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Noterman. According to his publicly available FINRA BrokerCheck report, Paul Noterman has been…
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