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All Posts By

Oakes & Fosher

Apr 05
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Gary Hammond Allegedly Recommends Deceptive Private Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Gary Wayne Hammond. According to his publicly available FINRA BrokerCheck report, Gary Hammond had…
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Mar 16
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Megurditch “Mike” Patatian Allegedly Recommends Unsuitable Variable Annuities

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Megurditch "Mike" Patatian. According to his publicly available FINRA BrokerCheck report, Mike Patatian had…
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Feb 15
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John Timberlake Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker John Hillman Timberlake. According to his publicly available FINRA BrokerCheck report, John Timberlake has…
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Dec 30
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Adam Goodman Allegedly Executes Unauthorized Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Adam Goodman. According to his publicly available FINRA BrokerCheck report, Adam Goodman has been…
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Nov 17
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Non-Traded REIT Inland Real Estate’s Prices Fall In Secondary Market

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…
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Nov 17
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Non-Traded REIT Mackenzie Realty’s Prices Fall In Secondary Market

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…
Read More
Nov 12
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Non-Traded REIT Carter Validus’ Prices Fall In Secondary Market

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Certain Non-Traded Real-Estate Investment Trusts (REITs) have fallen up to 80% from recent reported statement prices.  A survey of two major secondary market makers for these products reflected that  that…
Read More
Oct 13
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David Wilson Allegedly Misrepresents Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker David Wilson. According to his publicly available FINRA BrokerCheck report, David Wilson has been…
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Sep 09
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Jesse Kovacs Suspended By FINRA For Allegedly Participating In Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jesse Kovacs. According to his publicly available FINRA BrokerCheck report, Jesse Kovacs has been…
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Sep 09
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Yvonne Nirelli Suspended By FINRA For Allegedly Executing Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Yvonne Nirelli. According to her publicly available FINRA BrokerCheck report, Yvonne Nirelli has been…
Read More
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