Audra Stevenson Allegedly Takes Part In Unauthorized Trading
November 19, 2018
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Audra Stevenson. According to her publicly available FINRA BrokerCheck report, Audra Stevenson has been the subject of a customer dispute.
Audra Stevenson is a Hawaii based securities broker. She has worked in the securities industry for fourteen years. During her career, she has been registered with three different securities firms.
Her Registrations
- Citigroup Global Markets (2001-2009)
- Morgan Stanley (2009-2010)
- Merrill Lynch (2014-Present)
The Allegations
In October 2017, a customer alleged that Audra Stevenson engaged in unauthorized trading. This case was settled for $14,500 in damages.
Oakes & Fosher Can Help
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Audra Stevenson, please contact Oakes & Fosher for a free and private consultation.
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