The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Andre Watson. According to his publicly available FINRA BrokerCheck report, Andre Watson has been the subject of a FINRA sanction.
Andre Watson was a Michigan based securities broker. He worked in the securities industry for seventeen years. During his career, he was registered with five different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- Salomon Smith Barney (1999-2003)
- Comerica Securities (2003-2006)
- Allstate Financial Services (2006-2011)
- Questar Capital Corporation (2011)
- Voya Financial Advisors (2011-2016)
The Allegations
Andre Watson was sanctioned by FINRA in October 2017. The findings in this matter state that Watson engaged in an outside business activity involving a commercial real estate investment partnership. Watson allegedly failed to notify his member firm that he was taking part in this outside business. Due to these alleged actions, he was fined $5,000 and suspended from acting as a securities broker in any fashion for a period of three months.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Andre Watson, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
