The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jeffrey Conklin. According to his publicly available FINRA BrokerCheck report, Jeffrey Conklin has been the subject of a FINRA sanction.
Jeffrey Conklin was an Ohio based securities broker. He worked in the securities industry for six years. He spent his entire career as a registered broker for the Huntington Investment Company.
The Allegations
Jeffrey Conklin was discharged from the Huntington Investment Company in November 2016. This was due to allegations that he took part in fraudulent activity by depositing checks written from other accounts that did not have the funds to cover it. He then allegedly moved the ill-received funds to other accounts.
Due to these allegations, he was also sanctioned by FINRA in July of 2018. Jeffrey Conklin was fined $5,000 and suspended from acting as a securities broker for a period of six months. He was later fully barred after allegedly failing to respond to FINRA’s request for information.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jeffrey Conklin, please contact Oakes & Fosher for a free and private consultation.
