The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Price Breville. According to his publicly available FINRA BrokerCheck report, Price Breville has been the subject of a customer dispute.
Price Breville was a New York based securities broker. He worked in the securities industry for nine years. During his career, he was registered with six different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- Granta Capital Group (2005-2009)
- Chicago Investment Group (2009)
- Liberty Partners Financial Services (2011)
- Quest Capital Strategies (2011)
- Pruco Securities (2013-2015)
- Mutual of Omaha Investor Services (2015-2018)
The Allegations
In October 2018, a customer alleged that Price Breville made material misrepresentations, churned their account, and made false guarantees about invested retirement assets. This case was settled for $107,799 in damages. Breville was eventually discharged from his position at Mutual of Omaha Investor Services following the allegations.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Price Breville, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis which means there are no fees charged unless we collect for you.
