The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by former securities broker Dean Grant. His publicly available FINRA BrokerCheck report shows that he is currently facing pending criminal charges.
Dean Grant was a Georgia based securities broker. He worked in the securities industry for twenty-five years. During his career, he was registered with two different securities firms.
His Registrations
- NYLIFE Securities (1992-2013)
- M Holdings Securities (2014-2019)
The Allegations
Dean Grant is currently facing pending criminal charges of;
- Insurance Fraud
- Forgery in the 1st Degree
- Theft by Taking
- Trafficking of an Elderly Person
During a FINRA investigation into the allegations against him, he allegedly failed to provide the documents they requested of him. Due to this alleged failure to comply, he was barred by FINRA from acting as a securities broker in any fashion.
Oakes & Fosher Can Help
Many people are still unaware of the legal recourse available to them after losing money due to securities broker negligence or fraud. Oakes & Fosher dedicates its entire legal practice to helping investors who have lost money in that fashion all across the nation. If you, or someone you know, have lost money investing with Dean Grant, please contact Oakes & Fosher for a free and private consultation.
