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Oakes & Fosher

Jul 09
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Michael Oppenheim Allegedly Embezzles Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is, investors who have lost money in…
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Jul 09
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Aaron Parthemer Allegedly Solicits Investments For Unapproved Outside Securities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in…
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Jul 09
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Elliot Harris Allegedly Churns His Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is, investors who have lost money in…
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Jul 09
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Douglas Studer Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
There are a lot of investors who are unaware of their legal options after losing money due to securities broker fraud and/or negligence. The truth of the matter is, investors…
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Jul 09
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Peter Kohli Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Most investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in…
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Jul 08
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Robert Lappin Allegedly Recommends An Unsuitable UIT Trading Strategy

By Oakes & Fosher Current Investigations No Comments
Many investors are not aware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money…
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Jul 08
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Paul Lebel Allegedly Churns His Customers’ Account

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who believe that they have…
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Jul 08
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Robert Batchen Allegedly Purchases Unsuitable Non-Traditional ETFs On Behalf Of A Customer

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who believe that they have…
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Jul 08
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Stanley Niekras Allegedly Recommends Unsuitable Annuities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jul 08
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Nicholas Shermeta Accused Of Negligence And Fraud

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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