The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Ross. According to his publicly available FINRA BrokerCheck report, Anthony Ross has been the subject of a customer dispute.

Anthony Ross is a California based securities broker. He has worked in the securities industry for thirty-one years. During his career, he was registered with six different securities firms.

His Registrations

  • Painewebber Incorporated (1987-1988)
  • Ascend Financial Services (1989-1997)
  • BA Investment Services (1997-1999)
  • Banc of America Investment Services (1999-2000)
  • Piper Jaffray & Co. (2000-2006)
  • Wells Fargo (2006-Present)

The Allegations

In November 2017, customers alleged that Anthony Ross recommended unsuitable securities between 2012 and 2016. This case was settled for $75,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Anthony Ross, please contact Oakes & Fosher for a free and private consultation.