The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Moran. According to his publicly available FINRA BrokerCheck report, Daniel Moran has been the subject of multiple customer disputes over the course of his career.
Daniel Moran is a Minnesota based securities broker. He has worked in the securities industry for thirty-one years. He has spent his entire career registered with Merrill Lynch.
The Allegations
- In March 2002, a customer alleged that Daniel Moran made inappropriate investment recommendations.
- In February 2003, a customer alleged that Daniel Moran executed unauthorized trades and unsuitable trades. This case was settled for $125,000 in damages.
- In October 2018, a customer alleged that Daniel Moran failed to follow instructions.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Daniel Moran, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
