Wayne Ivan Miller is an Arizona based securities broker. He has worked in the securities industry for ten years. During his career, he has been registered with five different securities firms.
His registrations include; Woodbury Financial Services (2004), USAA Investment Management (2004-2005), Longview Financial Group (2009-2010), Accelerated Capital Group (2010-2018), and Aeon Capital Inc. (2018-Present).
Wayne Ivan Miller’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In January 2016, a customer alleged unauthorized trading and excessive trading. This case was settled for $165,000 in damages.
In June 2016, a customer alleged breach of fiduciary duty, violation of federal securities laws, violation of the California corporation securities laws, negligence, and violation of multiple FINRA rules. This case was settled for $110,000 in damages.
In August 2018, customers alleged negligence, over-concentration, breach of fiduciary duty, breach of contract, material misrepresentation, and omissions. This case was settled for $95,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Wayne Ivan Miller, please contact Oakes & Fosher for a free and private consultation.