Walter G. Taylor was a North Carolina based securities broker. He worked in the securities industry for twenty-seven years. During his career, he was registered with three different securities firms.
His registrations included; J.C. Bradford & Co. (1991-2000), UBS Financial Services (2000-2009), and Wells Fargo Clearing Services (2009-2018). He is no longer working as a registered securities broker in any fashion.
Walter G. Taylor’s publicly available FINRA BrokerCheck report shows that he has multiple marks on his record that include a customer complaint and an employment termination.
In February 2003, customers alleged that Taylor made unsuitable investment recommendations and failed to adequately explain margin trading.
In June 2018, he was discharged from his position at Wells Fargo Clearing Services. This termination followed allegations that he failed to discuss trades with clients before executing them.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Walter G. Taylor, please contact Oakes & Fosher for a free and private consultation.