The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Victoria Vandyke. According to her publicly available FINRA BrokerCheck report, Victoria Vandyke has been the subject of a customer dispute.

Victoria Vandyke was a New York based securities broker. She worked in the securities industry for twenty-one years. During her career, she was registered with three different securities firms. She is no longer working as a registered securities broker in any fashion.

Her Registrations

  • Salomon Brothers (1985-1986)
  • Matrix U.S.A. (1995-1996)
  • Corinthian Partners (1996-2016)

The Allegations

In July 2017, customer alleged that Victoria Vandyke handled their account negligently, recommended unsuitable investments, breached her fiduciary duty, and violated FINRA Rules 2090 and 2111. This case went to arbitration where the customer was awarded $3,229,097 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Victoria Vandyke, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis which means there are no fees charged unless we collect for you.