Thomas Sharp is a California based securities broker. He has worked in the securities industry for thirty years. During his career, he has been registered with just two different securities firms. They are IDS Life Insurance Company (2001-2006) and Ameriprise Financial Services (1987-Present).
Thomas Sharp’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In February 2015, a customer alleged unsuitability and violation of FINRA rules. This case went to arbitration where the customer was awarded $40,333 in damages.
In May 2017, customers alleged that Thomas Sharp recommended unsuitable REIT investments. This case was settled for $147,000 in damages.
In November 2018, another customer alleged that Thomas Sharp recommended unsuitable REIT investments. They also alleged false representations, fraud, breach of fiduciary duty, and professional negligence. This case is currently pending. The customer is seeking an undisclosed amount in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Thomas Sharp, please contact Oakes & Fosher for a free and private consultation.