Steven Dolgin is a New York-based securities broker. He has worked in the securities industry for thirty-five years. During his career, he has been registered with five different securities firms.
His registrations include; Painewebber Incorporated (1983-1984), Smith Barney, Harris Upham & Co. (1984-1989), Prudential Securities Incorporated (1989-2003), Wachovia Securities (2003-2004), and Janney Montgomery Scott (2004-Present).
Steven Dolgin’s publicly available FINRA BrokerCheck report shows that he is currently the subject of a pending customer complaint. In January 2019, a customer alleged unsuitable investment recommendations, material misrepresentations, breach of fiduciary duty, and unauthorized trading. The customer is seeking an undisclosed amount in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing Steven Dolgin, please contact Oakes & Fosher for a free and private consultation.