Stephanie Abee is a North Carolina based securities broker. She has worked in the securities industry for seven years. During her career, she has been registered with four different securities firms.
Her registrations include; Transamerica Financial Advisors (2011-2012, 2013-2016), NFP Securities (2012-2013), and Cambridge Investment Research (2016-Present).
Stephanie Abee’s publicly available FINRA BrokerCheck report shows that she received a customer complaint in January 2017. The customer, in this case, alleged that Abee made misrepresentations regarding the risks and nature of the investments and commissions and fees associated. Claimant also alleged the investments were unsuitable and illiquid. This case was settled for $250,000 in damages. She received an identical complaint in November 2017. This case was settled for $25,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Stephanie Abee, please contact Oakes & Fosher for a free and private consultation.