Shon Flaharty is a Florida based securities broker. He has worked in the securities industry for twenty-three years. During his career, he has been registered with three different securities firms.
His registrations include; Merrill Lynch (1995-2004), Banc of America Investment Services (2004-2007), and LPL Financial (2007-Present).
Shon Flaharty’s publicly available FINRA BrokerCheck report shows that he has received a customer complaint. In May 2018, a customer alleged over-concentration and unsuitability in connection with ETF investments. This case was settled for $350,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Shon Flaharty, please contact Oakes & Fosher for a free and private consultation.