Scott A. Sanders is a Florida based securities broker. He has worked in the securities industry for twenty years. During his career, he has been registered with four different securities firms.
His registrations include; A.G. Edwards & Sons (1998-2008), Wachovia Securities (2008-2009), Stifel, Nicolaus & Company Inc. (2009-2018), and Ameriprise Financial Services (2018-Present).
Scott A. Sanders’ publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In May 2018, a customer alleged over-concentration in equities. They also alleged that they were not properly advised of associated risks.
In July 2018, customers alleged breach of fiduciary duty, negligence, and breach of contract. This case is currently pending. The customers are seeking $193,281 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Scott A. Sanders, please contact Oakes & Fosher for a free and private consultation.