Roger Deal is a Nebraska based securities broker. He has worked in the securities industry for twenty-six years. During his career, he has been registered with seven different securities firms.
His registrations include; Pruco Securities Corporation (1992-1994), Liberty Securities Corporation (1994-1995), Aragon Financial Services (1995-1996), Royal Alliance Associates (1996-1998), Vestax Securities (1998-2001), Royal Alliance Associates (2001-2014), and Geneos Wealth Management (2014-Present).
Roger Deal’s publicly available FINRA BrokerCheck report shows that he has been the subject of a customer complaint. In October 2014, customers alleged that Roger Deal made misrepresentations and unsuitable investment recommendations of real estate investments, also known as REITs. The customers also alleged failure to conduct reasonable due diligence. This case was settled for $500,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Roger Deal, please contact Oakes & Fosher for a free and private consultation