Robert Stefanelli is a New York-based securities broker. He has worked in the securities industry for twenty-three years. During his career, he has been registered with five different securities firms.
His registrations include; Commonwealth Associates (1996), Argent Securities (1996-1997), J.P. Turner & Company (1997-2010), Legend Securities (2010-2012), and Alexander Capital (2012-Present).
Robert Stefanelli’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In July 2009, a customer alleged unsuitable transactions and negligence.
In December 2016, a customer alleged excessive trading and excessive use of margin.
In April 2018, a customer alleged excessive trading, churning, and unsuitability. This case is currently pending. The customer is seeking $57,303 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Robert Stefanelli, please contact Oakes & Fosher for a free and private consultation.