Robert Gerstein is a New York-based securities broker. He has worked in the securities industry for forty-one years. He has spent his entire career registered with Merrill Lynch.
Robert Gerstein’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In January 1997, a customer alleged unauthorized trading. This case was settled for $275,000 in damages.
In December 2013, a customer alleged unsuitable investment recommendations. The alleged transgressions taking place between May 2012 and December 2013. This case was settled for $8,89 in damages.
In December 2018, a customer alleged unsuitable investment recommendations and misrepresentation. The alleged transgressions taking place between April 2016 and October 2018. This case is currently pending. The customer is seeking an undisclosed amount in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Robert Gerstein, please contact Oakes & Fosher for a free and private consultation.