Richard DeYoung is a Texas-based securities broker. He has worked in the securities industry for twenty-six years. During his career, he has been registered with seven different securities firms.
His registrations include; Prudential Securities Incorporated (1992-1994), Merrill Lynch (1994-1995, 2009-2012), A.G. Edwards & Sons (1995-2000), UBS Painewebber (2000-2002), LPL Financial Corporation (2002-2009), Banc of America Investment Services (2009), and Wells Fargo Clearing Services (2012-Present).
Richard DeYoung’s publicly available FINRA BrokerCheck report shows that he received a customer complaint in June 2017. The customers, in this case, alleged unsuitable investment recommendations were made in their accounts. This case went to arbitration where the customer was awarded $750,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Richard DeYoung, please contact Oakes & Fosher for a free and private consultation.