Regina Onkst is a Kentucky based securities broker. She has worked in the securities industry for thirty-four years. During her career, she has been registered with ten different securities firms.
Her registrations include; Private Ledger Financial Services Incorporated (1984), E.F. Hutton & Company (1984-1988), Shearson Lehman Hutton Inc. (1988-1989), Painewebber Incorporated (1989-1993), Prudential Securities Incorporated (1993-1997), Merrill Lynch, Pierce, Fenner & Smith (1997-1998), A.G. Edwards & Sons (1999-2006), Morgan Stanley (2006-2009), UBS Financial Services (2009-2018), and Ameriprise Financial Services (2018-Present).
Regina Onkst’s publicly available FINRA BrokerCheck report shows that she has received multiple customer complaints over the course of her career.
Most of the complaints were received in 1998 and had similar allegations. These complaints were from customers alleging that Onkst purchased unsuitable Flagstar Bonds through Prudential. These cases were settled for a grand total of $53,500 in damages.
In February 2019, a customer alleged negligence, breach of contract, and breach of fiduciary duty. This case is currently pending. The customer is seeking $100,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Regina Onkst, please contact Oakes & Fosher for a free and private consultation.