Peter Viglione is a New York-based securities broker. He has worked in the securities industry for fifteen years. During his career, he has been registered with seven different securities firms.
His registrations include; Casimir Capital L.P. (2003), Oppenheimer & Co. (2003-2005), S.W. Bach & Company (2005-2006), National Securities Corporation (2006-2008), John Thomas Financial (2008-2013), Portfolio Advisors Alliance (2013-2014), and Laidlaw & Company (2014-Present).
Peter Viglione’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In December 2011, a customer alleged churning and unauthorized trading. This case was settled for $85,000 in damages.
In July 2012, a customer alleged that Peter Viglione traded their account excessively, made trades without their authorization, and misrepresented account details to them. This case was settled for $125,000 in damages.
In May 2018, a customer alleged unauthorized trading and excessive trading. The alleged transgressions taking place between 2015 and 2016. This case is currently pending. The customer is seeking $200,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Peter Viglione, please contact Oakes & Fosher for a free and private consultation.