Peter Swanson was a Colorado-based securities broker. He worked in the securities industry for ten years. He spent his entire career registered with Edward Jones. He is no longer working as a registered securities broker in any fashion.
Peter Swanson’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In July 2015, a customer alleged that Swanson led her to believe she was borrowing against her annuity when in fact the amount was surrendered from the contract which caused large tax liability.
In December 2017, customers alleged poor advice, breach of fiduciary duty, and negligence. This case is currently pending. The customers are seeking an undisclosed amount in damages.
In February 2018, more customers alleged poor advice, breach of fiduciary duty, and negligence. This case is also currently pending. The customers are seeking an undisclosed amount in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Peter Swanson, please contact Oakes & Fosher for a free and private consultation.