Peter Steege is a Colorado-based securities broker. He has worked in the securities industry for thirty-five years. During his career, he has been registered with eleven different securities firms.
His registrations include; Boettcher & Company (1982-1985), Drexel Burnham Lambert Incorporated (1985-1989), Smith Barney, Harris Upham & Co. (1989), A.G. Edwards & Sons (1989-1990), D.E. Frey & Company, Inc. (1990), Neidiger, Tucker, Bruner, Inc. (1990-1994), Cohig & Associates, Inc. (1994-1998), Kirkpatrick, Pettis, Smith, Polian (1998-2001), Global Capital Securities Corporation (2001-2002), Sands Brothers & Co. (2002), and Western International Securities (2002-Present).
Peter Steege’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In April 2001, customers alleged that the investments recommended by Peter Steege did not match their previously stated investment objectives. This case was settled for $500,000 in damages.
In June 2001, a customer alleged unsuitable investment recommendations and unauthorized trading. This case was settled for $218,000 in damages.
In August 2001, another customer alleged unsuitable investment recommendations and unauthorized trading. This case was settled for $50,000 in damages.
In January 2017, a customer alleged breach of fiduciary duty, breach of contract, and misrepresentation. This case was settled for $125,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Peter Steege, please contact Oakes & Fosher for a free and private consultation.