Peter Shusterman is a California based securities broker. He has worked in the securities industry for thirty-three years. During his career, he has been registered with four different securities firms.
His registrations include; First Investors Corporation (1986), Linsco/Private Ledger Corp. (1986-1999), Sentra Securities Corporation (1999-2005), and Sagepoint Financial (2005-Present).
Peter Shusterman’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In August 2009, a customer alleged unsuitability. This case went to arbitration where the customer was awarded $488,260 in damages.
In September 2014, a customer alleged unsuitability, misrepresentation, and breach of fiduciary duty. This case was settled for $260,000 in damages
In May 2018, a customer alleged unauthorized trading and unsuitable recommendations due to the fact that they requested liquid investment.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Peter Shusterman, please contact Oakes & Fosher for a free and private consultation.