Paul Cowler is a New York-based securities broker. He has worked in the securities industry for seventeen years. During his career, he has been registered with four different securities firms.
His registrations include; Ladenburg Capital Management (2001-2005), S.W. Bach & Company (2005-2007), Andrew Garrett (2007-2017), and Laidlaw & Company (2017-Present).
Paul Cowler’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In March 2003, a customer alleged unauthorized trading. This case was settled for $10,197.38 in damages.
In September 2012, a customer alleged excessive trading. This case was settled for $25,000 in damages.
In May 2015, a customer alleged that Paul Cowler made unsuitable investment recommendations. This case was settled for $6,000 in damages.
In July 2018, a customer alleged that Cowler failed to follow his instructions. This case is currently pending. The customer is seeking $100,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Paul Cowler, please contact Oakes & Fosher for a free and private consultation.