The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Patricia Loris. According to her publicly available FINRA BrokerCheck report, Patricia Loris has been the subject of a customer dispute.

Patricia Loris is an Illinois based securities broker. She has worked in the securities industry for seventeen years. During her career, she has been registered with eight different securities firms.

Her Registrations

  • IDS Life Insurance Company (2002)
  • American Express Financial Advisors (2002)
  • PMG Securities Corporation (2003-2005)
  • Great American Advisors (2005)
  • Securities Financial Services (2005-2009)
  • LPL Financial (2009-2013)
  • Securities America (2013-2019)
  • LPL Financial (2019-Present)

The Allegations

In April 2017, a customer alleged that Patricia Loris failed to divest their portfolio holdings that were not performing well. The customer alleged that Patricia Loris breached her fiduciary duty, handled their account negligently, and breached contract.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Patricia Loris, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees unless we collect for you.