The attorneys at Oakes & Fosher regularly appear in news articles and other media coverage involving securities and/or arbitration awards, including The Wall Street Journal, Reuters and Bloomberg News. Below are a few examples:

Paul Mante Allegedly Misrepresents Details Regarding Puerto Rico Bonds

The law firm of Oakes & Fosher is currently investigating the actions of securities broker Paul Mante. According to his FINRA BrokerCheck report, Paul Mante, has received multiple customer complaints over course of his career. The most recent allegations against him center around unsuitable recommendations to purchase Puerto Rico bonds. Paul Mante is a Florida based securities broker. He has worked in the securities industry for fourteen years. He has spent his entire career registered with the GMS Group. Allegations  In October 2008, a customer alleged negligence and misrepresentation. In August 2009, a customer alleged that Paul Mante made an…

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Kurt Jackson Allegedly Negligently Recommends Alternative Investments

Oakes & Fosher is currently investigating securities broker Kurt Jackson regarding allegations of recommending non-traded Real Estate Investment Trusts, or non-traded REITs. According to his FINRA BrokerCheck report, Kurt Jackson has received multiple customer complaints over the course of his career regarding the recommendation of non-traded REITs. Kurt Jackson is a California based securities broker. He has worked in the securities industry for twenty-one years. During his career, he has been registered with four different securities firms. Registrations  Merrill Lynch (1997-2002) UBS Financial Services (2002-2008) NFP Advisor Services (2008-2015) Commonwealth Financial Network (2015-Present) Allegations In April 2003, customers alleged that…

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Michael Greenfield Allegedly Breaches Contract

The law firm of Oakes & Fosher is currently investigating allegations levied against securities broker Michael Greenfield. According to his publicly available FINRA BrokerCheck report, Michael Greenfield has received multiple customer complaints over the course of his career. Michael Greenfield is a Florida based securities broker. He has worked in the securities industry for ten years. During his career, he has been registered with four different securities firms. His Registrations The GMS Group (2008-2013) Morgan Stanley (2013) Oppenheimer & Co. (2013-2016) Newbridge Securities Corporation (2017-Present) Allegations In September 2013, a customer alleged that Greenfield recommended unsuitable Puerto Rico bonds. In…

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Ashley Woodard Allegedly Recommends Unsuitable Non-Traded REITs To Multiple Customers

Many individuals contact Oakes & Fosher regarding issues they had being invested in what are known as non-traded Real Estate Investment Trusts, also known as non-traded REITs. Oakes & Fosher is currently investigating the possibility that securities broker Ashley Woodard recommended these unsuitable securities to customers. According to his publicly available FINRA BrokerCheck report, he has received multiple customer complaints during his career. Ashley Woodard is a South Carolina based securities broker. He has worked in the securities industry for fifteen years. During his career,  he has been registered with nine different securities firms. Registrations IDS Life Insurance Company (2003-2004)…

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Eric Weschke Allegedly Recommended Unsuitable Securities

Securities broker, Eric Weschke, is currently being investigated by the law firm Oakes & Fosher for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report, Eric Weschke has received multiple complaints over the course of his career from a variety of different customers. Eric Weschke is currently working as a New York based securities broker. He has worked in the securities industry for twenty years. During his career, he has been registered with six different securities firms. His Registered Broker-Dealers Tasin & Company (1994-2000) Self Trading Securities (2000-2002) Equity Services (2003-2004) Alternative Wealth Strategies (2007-2011) Harrison Douglas…

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Michael Lyle Allegedly Recommends Unsuitable Products

Michael Lyle is currently under investigation by the law firm of Oakes & Fosher. According to his publicly available FINRA BrokerCheck report, Michael Lyle has received multiple customer complaints over the course of his career. Oakes & Fosher is trying to determine if their are more customers that have grievances against securities broker Michael Lyle. Michael Lyle is a Florida based securities broker. He has worked in the securities industry for twenty-five years. During his career, he was registered with four different securities firms. Registered Broker-Dealers  Intersecurities, Inc. (1994) WMA Securities (1994-2002) World Group Securities (2002-2012) Transamerica Financial Advisors (2012-Present)…

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Peter Goffin Allegedly Recommends Unsuitable Mutual Funds

The law firm of Oakes & Fosher is currently investigating securities broker Peter Goffin. According to his publicly available FINRA BrokerCheck report, Peter Goffin has been the subject of multiple customer complaints over the course of his career. A good deal of investors are unaware that there is any legal recourse available to them when losses occur due to securities broker negligence or misconduct. Oakes & Fosher dedicates its entire legal practice to helping investors that have lost money in this fashion. We are currently looking to help investors that may have lost money investing with securities broker Peter Goffin….

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Jeffrey Lon Smith Allegedly Provided Incorrect Information

Jeffrey Lon Smith is an Illinois based securities broker. He worked in the securities industry for eleven years. He spent his entire career registered with the O.N. Equity Sales Company. Jeffrey Lon Smith’s publicly available FINRA BrokerCheck report shows that he received a customer complaint in April 2019. The customer in this case alleged that Smith provided incorrect information regarding living benefit rider. This case was settled for $243,755 in damages. Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jeffrey Lon Smith, please…

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Mitchell W. Black Allegedly Recommends Unsuitable Variable Annuities

Many investors are unaware of the legal recourse possible to them when they lose money due to securities broker negligence or fraud. The law firm of Oakes & Fosher dedicates its entire legal practice to helping investors across the nation that have lost money in this fashion. Oakes & Fosher is currently interested in hearing from investors that think they may have lost money due to the negligence or misconduct of securities broker Mitchell W. Black. According to his publicly available FINRA BrokerCheck report, Mitchell W. Black has been the subject of multiple customer disputes over the course of his…

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Troy Tremblay Allegedly Sells Customers Illiquid And Speculative Private Placements

Oakes & Fosher has filed an arbitration with the Financial Industry Regulatory Authority (FINRA) against Centaurus Financial due to alleged actions undertaken by registered securities broker Troy Tremblay. This complaint was filed on behalf of an elderly couple. In addition to this recently filed claim, Troy Tremblay’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career. Troy Tremblay is presently working as a California based securities broker. He has worked in the securities industry for sixteen years. During his career, he was registered with just two different securities firms. His…

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