Matthew Yonally is a California based securities broker. He has worked in the securities industry for thirty-three years. During his career, he has been registered with four different securities firms.
His registrations include; Painewebber Incorporated (1985-1994), Citigroup Global Markets (1994-2008), UBS Financial Services (2008-2015), and Merrill Lynch (2015-Present).
Matthew Yonally’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In December 1990, a customer alleged misrepresentation and unsuitable recommendations of mutual funds.
In August 2000, a customer alleged failure to follow instructions.
In February 2001, a customer alleged unsuitability.
In October 2002, a customer alleged failure to follow instructions.
In June 2016, customers alleged unsuitable investment recommendations, unauthorized trading, and misrepresentation/omission of material facts. The alleged transgressions taking place between June 2015 and April 2016. This case was settled for $125,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Matthew Yonally, please contact Oakes & Fosher for a free and private consultation.