Mark Trewitt was a Texas-based securities broker. He worked in the securities industry for twenty-four years. During his career, he was registered with ten different securities firms.

His registrations included; Sun Investment Services Company (1992-1997), AIG Equity Sales Corp. (1997-1998), Cadaret, Grant & Co. (1998), Ogilvie Security Advisors Corporation (1998-2001, 2002-2004), Walnut Street Securities (2001-2002), Kalos Capital (2004-2006), Madison Avenue Securities (2006-2010), VFG Securities (2010-2017), and Niagra International Capital Limited (2017). He is no longer working as a registered securities broker in any fashion.

Mark Trewitt’s publicly available FINRA BrokerCheck report shows that he has received numerous customer complaints over the course of his career.

In September 2014, a customer alleged that Trewitt misappropriated their investment. This case was settled for $25,000 in damages.

In February 2017, customers alleged that Trewitt made unsuitable investment recommendations, over-concentrated their account in high-risk investments, and breached his fiduciary duty. The alleged transgressions taking place between November 2007 and April 2016. This case was settled for $48,413 in damages.

In June 2017, customers alleged that Trewitt acted negligently and breached his fiduciary duty. The alleged transgressions taking place between 2012 and 2014. This case is currently pending. The customer is seeking $800,000 in damages.

In June 2017, customers alleged that Trewitt breached his fiduciary duty and breached contract with the customers. This case was settled for $20,000 in damages.

In August 2017, customers alleged that Mark Trewitt breached his fiduciary duty, breached contract with the customers, and acted negligently. This case was settled for $21,000 in damages.

Also in August 2017, a customer alleged unsuitable investment recommendations and misrepresentation. The alleged transgressions taking place between December 2012 and June 2015. This case was settled for $63,453 in damages.

Also in August 2017, a customer alleged poor and unsuitable investment recommendations, as well as deceptive marketing practices. This case was settled for $100,896 in damages.

In March 2018, customers alleged negligence and breach of fiduciary duty. This case was settled for $35,186 in damages.

In April 2018, a customer alleged that Mark Trewitt acted negligently and breached his fiduciary duty. The alleged transgressions taking place between August 2013 and September 2016. This case was settled for $77,952 in damages. Trewitt received another complaint in April 2018 with identical allegations. This case was settled for $167,880 in damages.

Also in April 2018, a customer alleged misrepresentations and unsuitability concerning the safety of multiple alternative investments. This case was settled for $139,645 in damages.

Also in April 2018, a customer alleged that Trewitt over-concentrated their portfolio in unsuitable, alternative investments. The alleged transgressions taking place between 2010 and 2015. This case was settled for $101,576 in damages.

In May 2018, customers alleged negligence and breach of fiduciary duty. This case is currently pending. The customers are seeking $275,000 in damages.

In June 2018, a customer alleged that they experienced losses due to Mark Trewitt over-concentrating their portfolio in unsuitable, alternative investments. This case is currently pending. The customer is seeking $300,000 in damages.

In July 2018, a customer alleged breach of fiduciary duty, unsuitable recommendations, and over-concentration in illiquid, alternative investments. The alleged transgressions taking place between 2011 and 2013. This case is currently pending. The customer is seeking $100,000 in damages.

In September 2018, a customer alleged that Mark Trewitt recommended unsuitable alternative investments and Fixed Annuities not sold through his member firm. The alleged transgressions taking place between 2007 and 2015. This case is currently pending. The customer is seeking an undisclosed amount in damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Mark Trewitt, please contact Oakes & Fosher for a free and private consultation.