Mark Sitter is a Texas-based securities broker. He has worked in the securities industry for thirty years. During his career, he has been registered with two different securities firms. They are Merrill Lynch (1988-2006) and Capital Financial Services (2006-Present).
Mark Sitter’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In December 2001, a customer alleged lack of suitability. This case was settled for $75,000 in damages.
In April 2004, a customer alleged unsuitable investment recommendations.
In December 2014, another customer alleged unsuitable investment recommendations.
In December 2017, a customer alleged that Sitter misrepresented the nature of an investment suitable for a portfolio. This case was settled for $72,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Mark Sitter, please contact Oakes & Fosher for a free and private consultation.