Keith Kordich is a Florida based securities broker. He has worked in the securities industry for twenty-one years. During his career, he has been registered with six different securities firms.
His registrations include; Ladenburg, Thalman & Co. (1998-2001), Gruntal & Co. (2001-2002), Ryan Beck & Co. (2002-2007), Stifel, Nicolaus & Company (2007-2011), Morgan Stanley (2011-2019), and Ameriprise Financial Services (2019-Present).
Keith Kordich’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In January 2001, a customer alleged misrepresentation, breach of fiduciary duty, and breach of contract. This case was settled for $9,500 in damages.
In July 2001, a customer alleged misrepresentation and omission of material facts.
In April 2013, customers alleged excessive trading against Keith Kordich. This case was settled for $43,000 in damages.
In February 2019, customers alleged unsuitability with respect to investments. The alleged transgressions taking place between 2012 and 2015. This case is currently pending. The customers are seeking $300,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Keith Kordich, please contact Oakes & Fosher for a free and private consultation.