The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Gold. According to his publicly available FINRA BrokerCheck report, Jonathan Gold is the subject of a pending customer dispute.

Jonathan Gold is a New York-based securities broker. He has worked in the securities industry for thirty-seven years. During his career, he has been registered with nine different securities firms.

His Registrations

  • E.F. Hutton & Company (1982)
  • Lehman Brothers Kuhn Loeb Inc. (1982-1984)
  • Lehman Brothers Inc. (1982-1993)
  • Prudential Securities (1993-2000)
  • Merrill Lynch (2000-2004)
  • Wachovia Securities (2004-2007)
  • Janney Montgomery Scott (2007-2012)
  • Stifel, Nicolaus & Company (2012-2017)
  • Oppenheimer & Co. (2017-Present)

The Allegations

In January 2019, a customer alleged that Jonathan Gold recommended unsuitable investments, made material omissions and misrepresentations, and excessively traded their account. This case is currently pending. The customer is seeking $414,389 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jonathan Gold, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.