Jonathan Ellefson is a Texas-based securities broker. He has worked in the securities industry for thirty-one years. During his career, he has been registered with just two different securities firms.
His registrations include; American Express Financial Advisors (1987-1991) and Intervest International Equities (1992-Present).
Jonathan Ellefson’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In May 2015, a customer alleged that Ellefson misrepresented and misled her regarding current values of her alternative investments. The alleged transgressions taking place between July 2005 and April 2015.
In February 2017, customers alleged unsuitable investment recommendations. This case was settled for $125,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jonathan Ellefson, please contact Oakes & Fosher for a free and private consultation.