Jon Lindberg was an Alabama based securities broker. He worked in the securities industry for thirty-four years. During his career, he was registered with four different securities firms.
His registrations included; Amfire, Inc. (1983-1984), Cardell & Associates (1985-1986), Transamerica Financial Resources (1986-1989), and Proequities, Inc. (1989-2018). He is no longer working as a registered securities broker in any fashion.
Jon Lindberg’s publicly available FINRA BrokerCheck report shows that he has received two customer complaints during his career. Both of which were received in May of 2018.
In the first case, the customer alleged that they experienced losses due to Lindberg’s incompetence. This case was settled for $64,000 in damages.
In the second case, the customer alleged mishandling and aggressive action against Jon Lindberg concerning his handling of their account. This case was settled for $92,607.11 in damages
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jon Lindberg, please contact Oakes & Fosher for a free and private consultation.