John A. Nelson is a New Jersey-based securities broker. He has worked in the securities industry for twenty years. During his career, he has been registered with six different securities firms.
His registrations include; Walsh Manning Securities (1998), First Providence Financial Group (1998), Pruco Securities (1998-2004), Chase Investment Services (2004-2005), Banc of America Investment Services (2005-2007), and Wells Fargo Clearing Services (2007-Present).
John A. Nelson’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In December 2005, a customer alleged unauthorized transactions.
In January 2010, a customer alleged unsuitability and misrepresentation against Nelson. This case was settled for $7,500 in damages.
In January 2018, a customer’s power of attorney alleged excessive trading and unauthorized withdrawals against John A. Nelson. This case was settled for $105,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with John A. Nelson, please contact Oakes & Fosher for a free and private consultation.