Joel Kamphuis is a Florida based securities broker. He has worked in the securities industry for thirty-one years. During his career, he has been registered with eleven different securities firms.
His registrations include; Graystone Nash (1987-1989), Hanifen, Imhoff Securities Corp. (1989), Alison, Baer Securities (1989), G.K. Scott & Co. (1989-1991), Monmouth Investments (1989-1991), Barber & Bronson Incorporated (1991-1997), First Colonial Securities Group (1997-1999), Brookstreet Securities (1999-2004), Gunnallen Financial (2004-2010), J.P. Turner & Company (2010-2015), and Summit Brokerage Services (2015-Present).
Joel Kamphuis’ publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In February 1997, a customer alleged unsuitability and inappropriate investment advice. This case was settled for $54,000 in damages.
In June 1999, a customer alleged fraud, unsuitability, churning, negligence, breach of fiduciary duty, and breach of contract. This case was settled for $42,500 in damages.
In June 2014, a customer alleged unsuitability, misrepresentation, negligence, breach of contract, breach of fiduciary duty, and violation of California unfair practices. This case was settled for $45,000 in damages.
In June 2018, a customer alleged unsuitable investments, negligence, and overall breach of fiduciary duty. This case is currently pending. The customer is seeking an undisclosed amount in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Joel Kamphuis, please contact Oakes & Fosher for a free and private consultation.