Joe Pazmino is a New York-based securities broker. He has worked in the securities industry for nineteen years. During his career, he has been registered with four different securities firms.
His registrations include; Ladenburg Capital Management (2000-2002), Ladenburg Thalmann & Co. (2002-2008), Gunnallen Financial, Inc. (2008-2010), Aegis Capital Corp. (2010-Present).
Joe Pazmino’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In December 2013, a customer alleged churning, unsuitable use of margin, and poor recommendations. This case was settled for $390,000 in damages.
In February 2016, a customer alleged unsuitable investment recommendations and excessive trading. The alleged transgressions taking place between 2010 and 2016. This case was settled for $980,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Joe Pazmino, please contact Oakes & Fosher for a free and private consultation.