Jimmy Kuhn is a New York-based securities broker. He has worked in the securities industry for nineteen years. During his career, he has been registered with seven different securities firms.
His registrations include; D.L. Cromwell Investments (1999), Northridge Capital Corporation (1999-2000), Mantis Securities (2000-2002), Morgan Stanley DW (2002-2007), Morgan Stanley (2007-2009), and America Portfolios Financial Services (2009-Present).
Jimmy Kuhn’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In November 2008, a customer alleged that his margin account was larger than he had authorized which led to losses. This case was settled for $150,000 in damages.
In December 2009, customers alleged that Kuhn recommended unsuitable investments in unsuitable investments in ultra-short ETFs. This case was settled for $65,500 in damages.
In December 2015, customers alleged breach of fiduciary duty, unsuitable recommendations, breach of contract, misrepresentation, and unauthorized trading. This case was settled for $60,000 in damages.
In January 2018, customers alleged breach of fiduciary duties, neglectful portfolio supervision, and unsuitable financial recommendations. This case was settled for $70,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jimmy Kuhn, please contact Oakes & Fosher for a free and private consultation.