Jesus Rodriguez was a Florida based securities broker. He worked in the securities industry for twenty years. During his career, he was registered with just two different securities firms. They were Securities America (1997-2000) and IMS Securities (2000-2017). He is no longer working as a registered securities broker in any fashion.
Jesus Rodriguez’ publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In September 2012, a customer alleged that Jesus Rodriguez breached his fiduciary duty and acted negligently when handling their account. This case was settled for $90,000 in damages.
In August 2016, a customer alleged negligence, misrepresentation, omission of material facts, breach of fiduciary duty, and breach of contract. This case is currently pending. The customer is seeking $1,667,000 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jesus Rodriguez, please contact Oakes & Fosher for a free and private consultation.