Jason Bradley Schwartz was a New York-based securities broker. He worked in the securities industry for eighteen years. During his career, he was registered with twelve different securities firms.

His registrations included; First American Equities (1998-1999), Salomon Grey Financial Corporation (1999-2001), First Montauk Securities Corp. (2001-2002), Investec Ernst & Company (2002), Maxim Group (2002-2004), Gunnallen Financial (2004-2010), Paulson Investment Company (2010-2011), Rockwell Global Capital (2011-2012), John Thomas Financial (2012-2013), Aegis Capital Corp. (2013-2016), First Standard Financial Company (2016), and Joseph Gunnar & Co. (2016-2017). He is no longer working as a registered securities broker in any fashion.

Jason Bradley Schwartz’ publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.

In November 2015, a customer alleged unauthorized trading, negligence, breach of fiduciary duty, and misrepresentation against Jason Bradley Schwartz. The alleged transgressions taking place between August 2013 and November 2015. This case was settled for $95,000 in damages.

In January 2016, customers alleged excessive trading, negligence, breach of fiduciary duty, and unsuitable recommendations. The alleged transgressions taking place between January and August of 2015. This case was settled for $180,000 in damages.

In June 2016, customers alleged Jason Bradley Schwartz made unsuitable investment recommendations and mishandled their accounts. The alleged transgressions taking place between June 2013 and January 2016. This case was settled for $782,000 in damages.

In April 2017, a customer alleged unsuitable investment recommendations, unauthorized trading, excessive trading, misrepresentations, omissions, breach of contract, and breach of fiduciary duty. This case was settled for $100,000 in damages.

In August 2017, customers alleged unsuitable investment recommendations, unauthorized trading, negligence, federal securities law violations, breach of fiduciary duty, and excessive trading against Jason Bradley Schwartz. The alleged transgressions taking place between January 2010 and August 2011. This case was settled for $800,000 in damages.

In February 2018, a customer alleged unauthorized trading and unsuitable investment recommendations. This case is currently pending. The customer is seeking $1,694,099 in damages.

In May 2018, a customer alleged negligence, unauthorized trading, churning, unsuitability, breach of contract, and breach of fiduciary duty against Jason Bradley Schwartz. This case was settled for $132,500 in damages.

In October 2018, a customer alleged negligence, unsuitability, breach of fiduciary duty, breach of contract, and negligent misrepresentations and omissions. The alleged transgressions taking place between June 2013 and June 2016. This case is currently pending. The customer is seeking $32,871 in damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Jason Bradley Schwartz, please contact Oakes & Fosher for a free and private consultation.