Glenn Dornsife was a Texas-based securities broker. He worked in the securities industry for thirty-nine years. During his career, he was registered with five different securities firms.
His registrations included; Merrill Lynch (1977-1990), Lehman Brothers (1990-1993), Salomon Smith Barney (1993-2000), UBS Financial Services (2000-2003), and Raymond James (2003-2017). He is no longer working as a registered securities broker in any fashion.
Glenn Dornsife’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In August 2000, a customer alleged that Dornsife purchased unsuitable mutual funds on her behalf. This case was settled for $14,900 in damages.
In May 2001, a customer alleged unsuitable mutual funds. This case was settled for $8,000 in damages.
In June 2001, a customer alleged unsuitability and unauthorized trading.
In March 2005, a customer alleged unsuitable investment recommendations.
In November 2017, a customer alleged over-concentration, breach of fiduciary duty, negligence, fraud, breach of contract, and more. This case is currently pending. The customer is seeking $283,385 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Glenn Dornsife, please contact Oakes & Fosher for a free and private consultation.