George Puliafico is a Massachusetts based securities broker. He has worked in the securities industry for thirty-five years. During his career, he has been registered with seven different securities firms.
His registrations include; First Investors Corporation (1983-1984), IDS Financial Services (1984-1986), IDS Marketing Corporation (1984-1986), Lehman Brothers Inc. (1986-1993), Smith Barney Shearson (1993-1994), Robert Thomas Securities (1994-1999), and Raymond James Financial Services (1999-Present).
George Puliafico’s publicly available FINRA BrokerCheck report shows that he has received a customer complaint in his career. In April 2018, a customer alleged negligence, breach of fiduciary duty, and breach of contract. The alleged transgressions taking place between in January 2012 and April 2018. This case was settled for $97,500 in damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with George Puliafico, please contact Oakes & Fosher for a free and private consultation.