Gary Guglielmo is a Florida based securities broker. He has worked in the securities industry for twenty-two years. During his career, he has been registered with six different securities firms.
His registrations include; Prudential Securities Incorporated (1997-1999), Dean Witter Reynolds (1998-2000), DB Alex. Brown LLC (2000-2001), Deutsche Bank Securities Inc. (2001-2002), Citigroup Global Markets (2002-2009), and Morgan Stanley (2009-Present).
Gary Guglielmo’s publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career.
In February 2013, a customer alleged that Gary Guglielmo excessively traded their account without authorization. This case was settled for $600,000 in damages.
In March 2017, a customer alleged that Guglielmo misrepresented purchased Puerto Rico bonds.
In August 2018, a customer alleged unsuitability. The alleged transgressions taking place between September 2016 and June 2018.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Gary Guglielmo, please contact Oakes & Fosher for a free and private consultation.